Ameriprise Financial buys independent advisor practices. We can guide you through the evaluation and sale of your practice, and provide you with a successor to take care of your clients. Let our strong capital position and focus on financial planning benefit both you and your clients.

Our business is driven by the producing rep in the field, not the broker-dealer. We truly treat each CFG/H. Beck rep as a valued client. All of our staff and services are geared to help advisors improve their business so come explore the opportunities with a broker-dealer that values relationships.

Entrepreneurial-minded advisors who want to grow their business get a choice of business models and differentiated products and high-net-worth lead generation assistance. We help you pull it all together with subject matter experts, customized coaching and a cutting-edge wealth management program. Our holistic approach enables you to provide end-to-end service.

PlanMember Securities Corporation is a leading retirement planning broker/dealer assisting its representatives in building fee-based practices that have an emphasis in working with qualified plans and employer groups nationwide. Operating for almost three decades, PlanMember has been the #1 BD for fee-based business since 2004 by Financial Planning magazine (fee revenue compared to total revenue). PlanMember's unique expertise is supporting its representatives in being trusted advisors to their clients by offering turnkey fee-based programs and services that help clients achieve their retirement goals. PlanMember's unique service models include marketing and business development assistance, superior technology, free websites for reps and a client call center.

Raymond James provides financial advisors the two things they need most - the resources to build a strong practice and the independence to make their own decisions - we're placing the power to deliver superior advice and services directly in advisors' hands. We offer financial advisors the ability to match

Regulatory Compliance specialized in full BD and RIA registration and compliance consulting services. RC serves ongoing compliance needs of Broker-Dealers and Registered Investment Advisors. We handle registered rep registrations, renewals, Continuing Education management and annual requirements for compliance. Manuals, including Supervisory Procedures, Anti-Money Laundering and Business Continuity, office inspections, AML